By-Laws and Rules
Rule filings are deleted from this list and integrated into the By-Laws and Rules in accordance with applicable regulatory requirements.
Download Bylaws & Rules Documents
- OCC By-Laws (PDF | 747k - 223 pages)
- OCC Rules (PDF | 734k - 191 pages)
Proposed Rule Filings
- File No. SR-OCC-2010-03 (PDF)
- File No. SR-OCC-2009-17 (PDF)
Rule Filings Approved, But Not Yet Implemented
- File No. SR-OCC-2009-20 (PDF)
- File No. SR-OCC-2007-04 (PDF)
Rule Filings for Immediate Effectiveness
- File No. SR-OCC-2010-02 (PDF)
- File No. SR-OCC-2010-01 (PDF)