CFTC Large Trader Reporting
OCC provides CFTC Large Trader Reporting services to futures exchanges requesting this service. CFTC regulations requires Reporting Firms to disclose position information to the exchange and to the CFTC on behalf of those accounts carried on their books that meet the reportable level.
Inbound CFTC Large Trader Reporting submissions conforming to a fixed-width layout are received and processed by OCC. OCC generates and transmits a file of valid reported positions to the CFTC and Exchanges on a daily basis. A confirmation email is sent to the submitter informing them of the receipt and statistics on valid/rejected content. Below is the reference material regarding CFTC Large Trader Reporting.
- Inbound CFTC Large Trader Exchange Reporting (PDF) - Updated to Version 1.1 on 12/18/2015