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Member Directory

Last Updated: 1/5/2010

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Firm No. Firm Name EO IO TSO SLP SSF CF
005 Goldman, Sachs & Co. X X X X X  
006 Advantage Securities LLC X X        
008 Fortis Clearing Americas LLC   X       X
009 Goldman Sachs Execution & Clearing, L.P. X X X X X  
013 Sanford C. Bernstein & Co. LLC X X     X  
015 Morgan Stanley & Co. Incorporated X X X   X  
017 Interactive Brokers L.L.C. X X   X X  
018 BMO Nesbitt Burns Trading Corp. S.A.       X    
019 Jefferies & Company, Inc. X X   X X  
027 Dundee Securities Corporation X X     X  
031 Natixis Bleichroeder, Inc. X X   X X  
035 Jump Trading, LLC.           X
038 RBC Capital Markets Corporation   X        
045 BMO Capital Markets Corporation       X    
050 Morgan Stanley & Co. Incorporated X X X   X  
052 Legent Clearing LLC X X     X  
053 BNP Paribas Securities Corp.   X        
054 Advantage Securities LLC   X        
058 Prime Dealer Services Corp. X       X  
060 J.P. Morgan Securities, Inc. X X X   X  
062 Vanguard Marketing Corporation X X        
063 Virtu Financial BD LLC            
072 Prudential Bache Commodities, LLC         X X
074 Barclays Capital Inc. X X   X X  
075 LPL Financial Corporation X X     X  
076 Mitsubishi UFJ Securities (USA), Inc. X X   X    
077 Octeg, LLC.            
079 Advantage Futures, LLC           X
080 National Bank Financial Inc. X X     X  
082 R.J. O'Brien & Associates, LLC           X
090 Prudential Bache Commodities, LLC           X
092 Deutsche Bank Securities, Inc.           X
094 Deutsche Bank Securities, Inc.         X X
096 Lek Securities Corporation         X X
099 ITG, Inc.       X    
103 Wedbush Morgan Securities, Inc. X X   X X  
104 Prudential Bache Securities, LLC X X X X X  
105 Goldman Sachs Execution & Clearing, L.P. X X X X X  
106 Credit Suisse Securities (USA) LLC.           X
111 Penson Financial Services, Inc. X X X   X  
112 Merrill Lynch Professional Clearing Corp. X X X   X  
115 Cantor Fitzgerald & Co.           X
120 MF Global Inc. X X        
124 Ingalls & Snyder L.L.C. X X     X  
128 RBS Securities, Inc.           X
136 Banca IMI Securities Corporation   X        
140 Penson GHCO           X
141 First Clearing, LLC X X X X    
146 Dorman Trading, LLC           X
158 Ridge Clearing & Outsourcing Solutions, Inc. X X   X X  
161 Merrill Lynch Pierce Fenner & Smith Inc. X X X X X  
164 Charles Schwab & Co., Inc. X X   X X  
173 Credit Suisse Securities (USA) LLC           X
180 Nomura Securities International Inc. X X X X X  
186 Scotia Capital Inc. X X     X  
198 RBC Dominion Securities Inc. X X     X  
209 BMO Nesbitt Burns, Inc. X X     X  
216 American Enterprise Investment Services, Inc. X X   X    
221 UBS Financial Services Inc. X X X X X  
226 National Financial Services LLC X X X X X  
228 Goldman Sachs Execution & Clearing, L.P.           X
229 Lek Securities Corporation X X   X    
230 BNP Paribas Prime Brokerage, Inc. X X     X  
233 Compass Professional Services, LLC X X        
234 Penson Financial Services, Inc. X X X X X  
235 RBC Capital Markets Corporation X X   X X  
247 SMW Trading Company, Inc.         X X
255 Barclays Capital Inc. X X X X X  
261 RBS Securities, Inc. X X        
269 Maple Securities U.S.A. Inc. X X   X X  
270 ING Financial Markets LLC       X    
271 TradeStation Securities, Inc. X X X X    
273 Barclays Capital Inc. X X X X    
275 Merrill Lynch Pierce Fenner & Smith Inc.         X  
276 Vision Financial Markets LLC           X
277 Fortis Clearing Americas LLC           X
278 Morgan Stanley & Co. Incorporated           X
279 Southwest Securities, Inc. X X X X X  
284 Albert Fried & Company, LLC X X        
286 SG Americas Securities, LLC X X X X X  
287 MF Global Inc.           X
288 J.P. Morgan Clearing Corp.         X X
289 Credit Suisse Securities (USA) LLC         X X
292 MF Global Inc.         X X
294 NYFIX Securities Corporation X X   X X  
299 Merrill Lynch Pierce Fenner & Smith Inc.         X X
308 Lazard Capital Markets LLC X X   X    
309 First Southwest Company X X X X X  
310 Bank of America Securities, LLC         X X
311 Piper Jaffray & Co. X X     X  
321 Bank of America Securities, LLC         X X
330 Fortis Clearing Americas LLC X X     X  
333 Electronic Brokerage Systems, LLC. X X X   X  
338 optionsXpress, Inc. X X   X    
341 Octeg, LLC X X   X    
350 Goldman, Sachs & Co.           X
352 J.P. Morgan Clearing Corp. X X X   X  
355 Credit Suisse Securities (USA) LLC X X X X X  
364 Terra Nova Financial, LLC X X        
367 USAA Investment Management Company X X     X  
370 Tradition Asiel Securities Inc. X X X   X  
371 Citigroup Global Markets Inc.           X
374 Janney Montgomery Scott L.L.C. X X   X X  
381 BNP Paribas Securities Corp.         X X
385 E*TRADE Clearing LLC X X   X X  
391 Tradelink L.L.C. X X     X  
393 Electronic Brokerage Systems, LLC. X X X   X  
395 Citadel Securities LLC X X   X    
396 Fortis Clearing Americas LLC X X X X X  
411 Automated Trading Desk Financial Services, LLC X X X   X  
418 Citigroup Global Markets Inc. X X X X X  
419 Stephens Inc. X X     X  
425 RBS Securities, Inc. X X   X X  
433 MF Global Inc. X X   X X  
436 Archipelago Securities, L.L.C. X X        
438 CIBC World Markets Corp. X X X X X  
442 Assent LLC X X X X X  
443 Pershing LLC X X   X X  
445 StockCross Financial Services, Inc. X X     X  
447 UBS Securities LLC         X  
454 MF Global Inc. X X   X X  
477 Timber Hill X X   X X  
490 MS Securities Services Inc.         X  
497 Goldman, Sachs & Co.         X X
501 Goldman Sachs Execution & Clearing, L.P. X X X X X  
503 CIBC World Markets Inc. X X     X  
506 Vision Financial Markets LLC         X X
512 Lek Securities Corporation X X   X    
513 Penson Financial Services, Inc. X X X X X  
515 Ziv Investment Company X X X   X  
519 Merrill Lynch Professional Clearing Corp.   X       X
520 Nasdaq Option Services, LLC X X        
524 Fortis Clearing Americas LLC X X     X  
534 Interactive Brokers L.L.C. X X   X X  
535 Interactive Brokers L.L.C.           X
540 Merrill Lynch Professional Clearing Corp. X X X   X  
541 Fortis Clearing Americas LLC   X        
547 Robert W. Baird & Co. Incorporated X X   X X  
549 Timber Hill L.L.C. X X   X X  
550 Timber Hill           X
551 Merrill Lynch Professional Clearing Corp. X X X X X  
552 Merrill Lynch Professional Clearing Corp. X X X   X  
560 Merrill Lynch Pierce Fenner & Smith Inc.           X
567 Fortis Clearing Americas LLC         X X
571 Oppenheimer & Co. Inc. X X   X X  
572 Goldman Sachs Execution & Clearing, L.P. X X     X  
573 Deutsche Bank Securities Inc. X X   X X  
575 Merrill Lynch Professional Clearing Corp. X X X   X  
576 Barclays Capital Inc. X X X X X  
577 LiquidPoint, LLC X X        
580 KDC Merger Arbitrage Fund, LP X     X X  
586 Deutsche Bank Securities, Inc. X X   X X  
595 Vision Financial Markets LLC X X        
596 Tradelink L.L.C.   X        
598 Merrill Lynch Professional Clearing Corp. / Merrill Lynch Futures   X        
602 Morgan Stanley & Co. Incorporated         X X
604 Electronic Brokerage Systems, LLC.         X X
608 Newedge USA, LLC X X     X  
611 Timber Hill L.L.C.   X        
615 TD Waterhouse Canada Inc. X X     X  
640 UBS Securities LLC           X
641 UBS Securities LLC         X  
642 UBS Securities LLC X X     X X
643 Interactive Brokers L.L.C.         X X
647 Daiwa Securities America, Inc. X X   X X  
651 Calyon Securities (USA) Inc. X X X X X  
656 BNP Paribas Securities Corp. X X X X X  
659 Newedge USA, LLC X X     X  
660 J.P. Morgan Futures Inc.           X
661 J.P. Morgan Futures Inc.         X X
672 Newedge USA, LLC X X     X  
674 Lakeshore Securities, L.P. X X     X  
685 R.J. O'Brien & Associates, LLC           X
695 Fortis Clearing Americas LLC X X X X X  
696 Cantor Fitzgerald & Co. X X   X    
702 Clearview Correspondent Services, LLC X X        
704 Barclays Capital Inc.         X X
705 Scottrade, Inc. X X     X  
706 Barclays Capital Inc.           X
711 Barclays Capital Inc.         X X
718 Newedge USA, LLC           X
719 Newedge USA, LLC X X     X  
720 Fortis Securities, LLC       X    
722 Newedge USA, LLC X X X X X  
725 Raymond James & Associates, Inc. X X     X  
727 Mesirow Financial Inc. X X X   X  
730 Fortis Clearing Americas LLC X X X X X X
733 Wells Fargo Investments, LLC X X        
737 Advantage Futures, LLC           X
741 Goldman Sachs Execution & Clearing, L.P.         X X
743 C.L. King & Associates, Inc. X X        
747 Citigroup Global Markets Inc.         X X
749 EWT, LLC         X X
756 American Enterprise Investment Services, Inc. X X     X  
761 Newedge USA, LLC           X
762 Newedge USA, LLC         X X
768 J.J.B. Hilliard, W.L. Lyons, LLC X X     X  
771 William Blair & Company, L.L.C.            
773 Bank of America Securities, LLC X X X X X  
777 TD Ameritrade Clearing, Inc. X X   X X  
780 Morgan, Keegan & Company, Inc. X X     X  
792 Merrill Lynch Pierce Fenner & Smith/Broker Dealer Execution Services X X X   X  
793 Stifel Nicolaus & Company Incorporated X X     X  
795 RBC Capital Markets Corporation         X X
796 RBC Capital Markets           X
799 KeyBanc Capital Markets X X        
800 Rosenthal Collins Group, LLC           X
801 Rosenthal Collins Group, LLC           X
813 Fortis Clearing Americas LLC   X        
815 Goldman Sachs Execution & Clearing, L.P.           X
816 HSBC Securities (USA) Inc. X X     X  
822 J.P. Morgan Clearing Corp.   X        
824 Goldman Sachs Execution & Clearing, L.P.   X        
829 Fortis Clearing Americas LLC OCC/ICE CLEAR Cross Margin   X        
831 CIBC World Markets Corp. X X        
833 J.P. Morgan Clearing Corp.   X        
841 Goldman Sachs Execution & Clearing, L.P.   X       X
843 Goldman Sachs Execution & Clearing, L.P.   X        
847 Merrill Lynch Professional Clearing Corp.   X        
860 Chicago Mercantile Exchange         X X
880 Citadel Securities LLC X X        
883 Bank of America Securities, LLC   X        
884 Nomura Securities International Inc.   X